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分类: 系统运维

2008-04-09 13:00:42

5th Edition
Michael R. Sweet
Copyright 1994-1999, All Rights Reserved.






The Serial Programming Guide for POSIX Operating Systems will teach you how to successfully, efficiently, and portably program the serial ports on your UNIX® workstation or PC. Each chapter provides programming examples that use the POSIX (Portable Standard for UNIX) terminal control functions and should work with very few modifications under IRIX®, HP-UX, SunOS®, Solaris®, Digital UNIX®, Linux®, and most other UNIX operating systems. The biggest difference between operating systems that you will find is the filenames used for serial port device and lock files.

This guide is organized into the following chapters and appendices:


This chapter introduces serial communications, RS-232 and other standards that are used on most computers as well as how to access a serial port from a C program.

Computers transfer information (data) one or more bits at a time. Serial refers to the transfer of data one bit at a time. Serial communications include most network devices, keyboards, mice, MODEMs, and terminals.

When doing serial communications each word (i.e. byte or character) of data you send or receive is sent one bit at a time. Each bit is either on or off. The terms you'll hear sometimes are mark for the on state and space for the off state.

The speed of the serial data is most often expressed as bits-per-second ("bps") or baudot rate ("baud"). This just represents the number of ones and zeroes that can be sent in one second. Back at the dawn of the computer age, 300 baud was considered fast, but today computers can handle RS-232 speeds as high as 430,800 baud! When the baud rate exceeds 1,000, you'll usually see the rate shown in kilo baud, or kbps (e.g. 9.6k, 19.2k, etc). For rates above 1,000,000 that rate is shown in megabaud, or Mbps (e.g. 1.5Mbps).

When referring to serial devices or ports, they are either labeled as Data Communications Equipment ("DCE") or Data Terminal Equipment ("DTE"). The difference between these is simple - every signal pair, like transmit and receive, is swapped. When connecting two DTE or two DCE interfaces together, a serial null-MODEM cable or adapter is used that swaps the signal pairs.

RS-232 is a standard electrical interface for serial communications defined by the . RS-232 actually comes in 3 different flavors (A, B, and C) with each one defining a different voltage range for the on and off levels. The most commonly used variety is RS-232C, which defines a mark (on) bit as a voltage between -3V and -12V and a space (off) bit as a voltage between +3V and +12V. The RS-232C specification says these signals can go about 25 feet (8m) before they become unusable. You can usually send signals a bit farther than this as long as the baud is low enough.

Besides wires for incoming and outgoing data, there are others that provide timing, status, and handshaking:

Table 1 - RS-232 Pin Assignments
PinDescriptionPinDescription PinDescriptionPinDescriptionPin Description
1Earth Ground6DSR - Data Set Ready11Unassigned16Secondary RXD 21Signal Quality Detect
2TXD - Transmitted Data7GND - Logic Ground12Secondary DCD17 Receiver Clock22Ring Detect
3RXD - Received Data8DCD - Data Carrier Detect13Secondary CTS18 Unassigned23Data Rate Select
4RTS - Request To Send9 Reserved14Secondary TXD19Secondary RTS24Transmit Clock
5CTS - Clear To Send10Reserved 15Transmit Clock20DTR - Data Terminal Ready25Unassigned

Two standards for serial interfaces you may also see are RS-422 and RS-574. RS-422 uses lower voltages and differential signals to allow cable lengths up to about 1000ft (300m). RS-574 defines the 9-pin PC serial connector and voltages.

The RS-232 standard defines some 18 different signals for serial communications. Of these, only six are generally available in the UNIX environment.

GND - Logic Ground

Technically the logic ground is not a signal, but without it none of the other signals will operate. Basically, the logic ground acts as a reference voltage so that the electronics know which voltages are positive or negative.

TXD - Transmitted Data

The TXD signal carries data transmitted from your workstation to the computer or device on the other end (like a MODEM). A mark voltage is interpreted as a value of 1, while a space voltage is interpreted as a value of 0.

RXD - Received Data

The RXD signal carries data transmitted from the computer or device on the other end to your workstation. Like TXD, mark and space voltages are interpreted as 1 and 0, respectively.

DCD - Data Carrier Detect

The DCD signal is received from the computer or device on the other end of your serial cable. A space voltage on this signal line indicates that the computer or device is currently connected or on line. DCD is not always used or available.

DTR - Data Terminal Ready

The DTR signal is generated by your workstation and tells the computer or device on the other end that you are ready (a space voltage) or not-ready (a mark voltage). DTR is usually enabled automatically whenever you open the serial interface on the workstation.

CTS - Clear To Send

The CTS signal is received from the other end of the serial cable. A space voltage indicates that is alright to send more serial data from your workstation.

CTS is usually used to regulate the flow of serial data from your workstation to the other end.

RTS - Request To Send

The RTS signal is set to the space voltage by your workstation to indicate that more data is ready to be sent.

Like CTS, RTS helps to regulate the flow of data between your workstation and the computer or device on the other end of the serial cable. Most workstations leave this signal set to the space voltage all the time.

For the computer to understand the serial data coming into it, it needs some way to determine where one character ends and the next begins. This guide deals exclusively with asynchronous serial data.

In asynchronous mode the serial data line stays in the mark (1) state until a character is transmitted. A start bit preceeds each character and is followed immediately by each bit in the character, an optional parity bit, and one or more stop bits. The start bit is always a space (0) and tells the computer that new serial data is available. Data can be sent or received at any time, thus the name asynchronous.

Figure 1 - Asynchronous Data Transmission

The optional parity bit is a simple sum of the data bits indicating whether or not the data contains an even or odd number of 1 bits. With even parity, the parity bit is 0 if there is an even number of 1's in the character. With odd parity, the parity bit is 0 if there is an odd number of 1's in the data. You may also hear the terms space parity, mark parity, and no parity. Space parity means that the parity bit is always 0, while mark parity means the bit is always 1. No parity means that no parity bit is present or transmitted.

The remaining bits are called stop bits. There can be 1, 1.5, or 2 stop bits between characters and they always have a value of 1. Stop bits traditionally were used to give the computer time to process the previous character, but now only serve to synchronize the receiving computer to the incoming characters.

Asynchronous data formats are usually expressed as "8N1", "7E1", and so forth. These stand for "8 data bits, no parity, 1 stop bit" and "7 data bits, even parity, 1 stop bit" respectively.

Full duplex means that the computer can send and receive data simultaneously - there are two separate data channels (one coming in, one going out).

Half duplex means that the computer cannot send or receive data at the same time. Usually this means there is only a single data channel to talk over. This does not mean that any of the RS-232 signals are not used. Rather, it usually means that the communications link uses some standard other than RS-232 that does not support full duplex operation.

It is often necessary to regulate the flow of data when transferring data between two serial interfaces. This can be due to limitations in an intermediate serial communications link, one of the serial interfaces, or some storage media. Two methods are commonly used for asynchronous data.

The first method is often called "software" flow control and uses special characters to start (XON or DC1, 021 octal) or stop (XOFF or DC3, 023 octal) the flow of data. These characters are defined in the . While these codes are useful when transferring textual information, they cannot be used when transferring other types of information without special programming.

The second method is called "hardware" flow control and uses the RS-232 CTS and RTS signals instead of special characters. The receiver sets CTS to the space voltage when it is ready to receive more data and to the mark voltage when it is not ready. Likewise, the sender sets RTS to the space voltage when it is ready to send more data. Because hardware flow control uses a separate set of signals, it is much faster than software flow control which needs to send or receive multiple bits of information to do the same thing. CTS/RTS flow control is not supported by all hardware or operating systems.

Normally a receive or transmit data signal stays at the mark voltage until a new character is transferred. If the signal is dropped to the space voltage for a long period of time, usually 1/4 to 1/2 second, then a break condition is said to exist.

A break is sometimes used to reset a communications line or change the operating mode of communications hardware like a MODEM. covers these applications in more depth.

Unlike asynchronous data, synchronous data appears as a constant stream of bits. To read the data on the line, the computer must provide or receive a common bit clock so that both the sender and receiver are synchronized.

Even with this synchronization, the computer must mark the beginning of the data somehow. The most common way of doing this is to use a data packet protocol like Serial Data Link Control ("SDLC") or High-Speed Data Link Control ("HDLC").

Each protocol defines certain bit sequences to represent the beginning and end of a data packet. Each also defines a bit sequence that is used when there is no data. These bit sequences allow the computer see the beginning of a data packet.

Because synchronous protocols do not use per-character synchronization bits they typically provide at least a 25% improvement in performance over asynchronous communications and are suitable for remote networking and configurations with more than two serial interfaces.

Despite the speed advantages of synchronous communications, most RS-232 hardware does not support it due to the extra hardware and software required.

Like all devices, UNIX provides access to serial ports via device files. To access a serial port you simply open the corresponding device file.

Each serial port on a UNIX system has one or more device files (files in the /dev directory) associated with it:

Table 2 - Serial Port Device Files
SystemPort 1Port 2
IRIX®/dev/ttyf1/dev/ttyf2
HP-UX/dev/tty1p0/dev/tty2p0
Solaris®/SunOS®/dev/ttya/dev/ttyb
Linux®/dev/ttyS0/dev/ttyS1
Digital UNIX®/dev/tty01/dev/tty02

Since a serial port is a file, the open(2) function is used to access it. The one hitch with UNIX is that device files are usually not accessable by normal users. Workarounds include changing the access permissions to the file(s) in question, running your program as the super-user (root), or making your program set-userid so that it runs as the owner of the device file.

For now we'll assume that the file is accessable by all users. The code to open serial port 1 on an sgi® workstation running IRIX is:

    Listing 1 - Opening a serial port.

    #include    /* Standard input/output definitions */
    #include /* String function definitions */
    #include /* UNIX standard function definitions */
    #include /* File control definitions */
    #include /* Error number definitions */
    #include /* POSIX terminal control definitions */

    /*
    * 'open_port()' - Open serial port 1.
    *
    * Returns the file descriptor on success or -1 on error.
    */

    int
    open_port(void)
    {
    int fd; /* File descriptor for the port */


    fd = open("/dev/ttyf1", O_RDWR | O_NOCTTY | O_NDELAY);
    if (fd == -1)
    {
    /*
    * Could not open the port.
    */

    perror("open_port: Unable to open /dev/ttyf1 - ");
    }
    else
    fcntl(fd, F_SETFL, 0);

    return (fd);
    }

Other systems would require the corresponding device file name, but otherwise the code is the same.

Open Options

You'll notice that when we opened the device file we used two other flags along with the read+write mode:

    fd = open("/dev/ttyf1", O_RDWR | O_NOCTTY | O_NDELAY);

The O_NOCTTY flag tells UNIX that this program doesn't want to be the "controlling terminal" for that port. If you don't specify this then any input (such as keyboard abort signals and so forth) will affect your process. Programs like getty(1M/8) use this feature when starting the login process, but normally a user program does not want this behavior.

The O_NDELAY flag tells UNIX that this program doesn't care what state the DCD signal line is in - whether the other end of the port is up and running. If you do not specify this flag, your process will be put to sleep until the DCD signal line is the space voltage.

Writing data to the port is easy - just use the write(2) system call to send data it:

    n = write(fd, "ATZ\r", 4);
    if (n < 0)
    fputs("write() of 4 bytes failed!\n", stderr);

The write function returns the number of bytes sent or -1 if an error occurred. Usually the only error you'll run into is EIO when a MODEM or data link drops the Data Carrier Detect (DCD) line. This condition will persist until you close the port.

Reading data from a port is a little trickier. When you operate the port in raw data mode, each read(2) system call will return however many characters are actually available in the serial input buffers. If no characters are available, the call will block (wait) until characters come in, an interval timer expires, or an error occurs. The read function can be made to return immediately by doing the following:

    fcntl(fd, F_SETFL, FNDELAY);

The FNDELAY option causes the read function to return 0 if no characters are available on the port. To restore normal (blocking) behavior, call fcntl() without the FNDELAY option:

    fcntl(fd, F_SETFL, 0);

This is also used after opening a serial port with the O_NDELAY option.

To close the serial port, just use the close system call:

    close(fd);

Closing a serial port will also usually set the DTR signal low which causes most MODEMs to hang up.


This chapter discusses how to configure a serial port from C using the POSIX termios interface.

Most systems support the POSIX terminal (serial) interface for changing parameters such as baud rate, character size, and so on. The first thing you need to do is include the file ; this defines the terminal control structure as well as the POSIX control functions.

The two most important POSIX functions are tcgetattr(3) and tcsetattr(3). These get and set terminal attributes, respectively; you provide a pointer to a termios structure that contains all of the serial options available:

Table 3 - Termios Structure Members
MemberDescription
c_cflagControl options
c_lflagLine options
c_iflagInput options
c_oflagOutput options
c_ccControl characters
c_ispeedInput baud (new interface)
c_ospeedOutput baud (new interface)

The c_cflag member controls the baud rate, number of data bits, parity, stop bits, and hardware flow control. There are constants for all of the supported configurations.
Table 4 - Constants for the c_cflag Member
ConstantDescription
CBAUDBit mask for baud rate
B00 baud (drop DTR)
B5050 baud
B7575 baud
B110110 baud
B134134.5 baud
B150150 baud
B200200 baud
B300300 baud
B600600 baud
B12001200 baud
B18001800 baud
B24002400 baud
B48004800 baud
B96009600 baud
B1920019200 baud
B3840038400 baud
B5760057,600 baud
B7680076,800 baud
B115200115,200 baud
EXTAExternal rate clock
EXTBExternal rate clock
CSIZEBit mask for data bits
CS55 data bits
CS66 data bits
CS77 data bits
CS88 data bits
CSTOPB2 stop bits (1 otherwise)
CREADEnable receiver
PARENBEnable parity bit
PARODDUse odd parity instead of even
HUPCLHangup (drop DTR) on last close
CLOCALLocal line - do not change "owner" of port
LOBLKBlock job control output
CNEW_RTSCTS
CRTSCTS
Enable hardware flow control (not supported on all platforms)

The c_cflag member contains two options that should always be enabled, CLOCAL and CREAD. These will ensure that your program does not become the 'owner' of the port subject to sporatic job control and hangup signals, and also that the serial interface driver will read incoming data bytes.


The baud rate constants (CBAUD, B9600, etc.) are used for older interfaces that lack the c_ispeed and c_ospeed members. See the next section for information on the POSIX functions used to set the baud rate.

Never initialize the c_cflag (or any other flag) member directly; you should always use the bitwise AND, OR, and NOT operators to set or clear bits in the members. Different operating system versions (and even patches) can and do use the bits differently, so using the bitwise operators will prevent you from clobbering a bit flag that is needed in a newer serial driver.

Setting the Baud Rate

The baud rate is stored in different places depending on the operating system. Older interfaces store the baud rate in the c_cflag member using one of the baud rate constants in table 4, while newer implementations provide the c_ispeed and c_ospeed members that contain the actual baud rate value.

The cfsetospeed(3) and cfsetispeed(3) functions are provided to set the baud rate in the termios structure regardless of the underlying operating system interface. Typically you'd use the following code to set the baud rate:

    Listing 2 - Setting the baud rate.

    struct termios options;

    /*
    * Get the current options for the port...
    */

    tcgetattr(fd, &options);

    /*
    * Set the baud rates to 19200...
    */

    cfsetispeed(&options, B19200);
    cfsetospeed(&options, B19200);

    /*
    * Enable the receiver and set local mode...
    */

    options.c_cflag |= (CLOCAL | CREAD);

    /*
    * Set the new options for the port...
    */

    tcsetattr(fd, TCSANOW, &options);

The tcgetattr(3) function fills the termios structure you provide with the current serial port configuration. After we set the baud rates and enable local mode and serial data receipt, we select the new configuration using tcsetattr(3). The TCSANOW constant specifies that all changes should occur immediately without waiting for output data to finish sending or input data to finish receiving. There are other constants to wait for input and output to finish or to flush the input and output buffers.

Most systems do not support different input and output speeds, so be sure to set both to the same value for maximum portability.

Table 5 - Constants for tcsetattr
ConstantDescription
TCSANOWMake changes now without waiting for data to complete
TCSADRAINWait until everything has been transmitted
TCSAFLUSHFlush input and output buffers and make the change

Setting the Character Size

Unlike the baud rate, there is no convienience function to set the character size. Instead you must do a little bitmasking to set things up. The character size is specified in bits:

    options.c_cflag &= ~CSIZE; /* Mask the character size bits */
    options.c_cflag |= CS8; /* Select 8 data bits */

Setting Parity Checking

Like the character size you must manually set the parity enable and parity type bits. UNIX serial drivers support even, odd, and no parity bit generation. Space parity can be simulated with clever coding.

  • No parity (8N1):
  • options.c_cflag &= ~PARENB
    options.c_cflag &= ~CSTOPB
    options.c_cflag &= ~CSIZE;
    options.c_cflag |= CS8;
  • Even parity (7E1):
  • options.c_cflag |= PARENB
    options.c_cflag &= ~PARODD
    options.c_cflag &= ~CSTOPB
    options.c_cflag &= ~CSIZE;
    options.c_cflag |= CS7;
  • Odd parity (7O1):
  • options.c_cflag |= PARENB
    options.c_cflag |= PARODD
    options.c_cflag &= ~CSTOPB
    options.c_cflag &= ~CSIZE;
    options.c_cflag |= CS7;
  • Space parity is setup the same as no parity (7S1):
  • options.c_cflag &= ~PARENB
    options.c_cflag &= ~CSTOPB
    options.c_cflag &= ~CSIZE;
    options.c_cflag |= CS8;

Setting Hardware Flow Control

Some versions of UNIX support hardware flow control using the CTS (Clear To Send) and RTS (Request To Send) signal lines. If the CNEW_RTSCTS or CRTSCTS constants are defined on your system then hardware flow control is probably supported. Do the following to enable hardware flow control:

    options.c_cflag |= CNEW_RTSCTS;    /* Also called CRTSCTS */

Similarly, to disable hardware flow control:

    options.c_cflag &= ~CNEW_RTSCTS;

The local modes member c_lflag controls how input characters are managed by the serial driver. In general you will configure the c_lflag member for canonical or raw input.

Table 6 - Constants for the c_lflag Member
ConstantDescription
ISIGEnable SIGINTR, SIGSUSP, SIGDSUSP, and SIGQUIT signals
ICANONEnable canonical input (else raw)
XCASEMap uppercase \lowercase (obsolete)
ECHOEnable echoing of input characters
ECHOEEcho erase character as BS-SP-BS
ECHOKEcho NL after kill character
ECHONLEcho NL
NOFLSHDisable flushing of input buffers after interrupt or quit characters
IEXTENEnable extended functions
ECHOCTLEcho control characters as ^char and delete as ~?
ECHOPRTEcho erased character as character erased
ECHOKEBS-SP-BS entire line on line kill
FLUSHOOutput being flushed
PENDINRetype pending input at next read or input char
TOSTOPSend SIGTTOU for background output

Choosing Canonical Input

Canonical input is line-oriented. Input characters are put into a buffer which can be edited interactively by the user until a CR (carriage return) or LF (line feed) character is received.

When selecting this mode you normally select the ICANON, ECHO, and ECHOE options:

    options.c_lflag |= (ICANON | ECHO | ECHOE);

Choosing Raw Input

Raw input is unprocessed. Input characters are passed through exactly as they are received, when they are received. Generally you'll deselect the ICANON, ECHO, ECHOE, and ISIG options when using raw input:

    options.c_lflag &= ~(ICANON | ECHO | ECHOE | ISIG);

A Note About Input Echo

Never enable input echo (ECHO, ECHOE) when sending commands to a MODEM or other computer that is echoing characters, as you will generate a feedback loop between the two serial interfaces!

The input modes member c_iflag controls any input processing that is done to characters received on the port. Like the c_cflag field, the final value stored in c_iflag is the bitwise OR of the desired options.

Table 7 - Constants for the c_iflag Member
ConstantDescription
INPCKEnable parity check
IGNPARIgnore parity errors
PARMRKMark parity errors
ISTRIPStrip parity bits
IXONEnable software flow control (outgoing)
IXOFFEnable software flow control (incoming)
IXANYAllow any character to start flow again
IGNBRKIgnore break condition
BRKINTSend a SIGINT when a break condition is detected
INLCRMap NL to CR
IGNCRIgnore CR
ICRNLMap CR to NL
IUCLCMap uppercase to lowercase
IMAXBELEcho BEL on input line too long

Setting Input Parity Options

You should enable input parity checking when you have enabled parity in the c_cflag member (PARENB). The revelant constants for input parity checking are INPCK, IGNPAR, PARMRK , and ISTRIP. Generally you will select INPCK and ISTRIP to enable checking and stripping of the parity bit:

    options.c_iflag |= (INPCK | ISTRIP);

IGNPAR is a somewhat dangerous option that tells the serial driver to ignore parity errors and pass the incoming data through as if no errors had occurred. This can be useful for testing the quality of a communications link, but in general is not used for practical reasons.

PARMRK causes parity errors to be 'marked' in the input stream using special characters. If IGNPAR is enabled, a NUL character (000 octal) is sent to your program before every character with a parity error. Otherwise, a DEL (177 octal) and NUL character is sent along with the bad character.

Setting Software Flow Control

Software flow control is enabled using the IXON, IXOFF , and IXANY constants:

    options.c_iflag |= (IXON | IXOFF | IXANY);

To disable software flow control simply mask those bits:

    options.c_iflag &= ~(IXON | IXOFF | IXANY);

The XON (start data) and XOFF (stop data) characters are defined in the c_cc array described below.

The c_oflag member contains output filtering options. Like the input modes, you can select processed or raw data output.

Table 8 - Constants for the c_oflag Member
ConstantDescription
OPOSTPostprocess output (not set = raw output)
OLCUCMap lowercase to uppercase
ONLCRMap NL to CR-NL
OCRNLMap CR to NL
NOCRNo CR output at column 0
ONLRETNL performs CR function
OFILLUse fill characters for delay
OFDELFill character is DEL
NLDLYMask for delay time needed between lines
NL0No delay for NLs
NL1Delay further output after newline for 100 milliseconds
CRDLYMask for delay time needed to return carriage to left column
CR0No delay for CRs
CR1Delay after CRs depending on current column position
CR2Delay 100 milliseconds after sending CRs
CR3Delay 150 milliseconds after sending CRs
TABDLYMask for delay time needed after TABs
TAB0No delay for TABs
TAB1Delay after TABs depending on current column position
TAB2Delay 100 milliseconds after sending TABs
TAB3Expand TAB characters to spaces
BSDLYMask for delay time needed after BSs
BS0No delay for BSs
BS1Delay 50 milliseconds after sending BSs
VTDLYMask for delay time needed after VTs
VT0No delay for VTs
VT1Delay 2 seconds after sending VTs
FFDLYMask for delay time needed after FFs
FF0No delay for FFs
FF1Delay 2 seconds after sending FFs

Choosing Processed Output

Processed output is selected by setting the OPOST option in the c_oflag member:

    options.c_oflag |= OPOST;

Of all the different options, you will only probably use the ONLCR option which maps newlines into CR-LF pairs. The rest of the output options are primarily historic and date back to the time when line printers and terminals could not keep up with the serial data stream!

Choosing Raw Output

Raw output is selected by resetting the OPOST option in the c_oflag member:

    options.c_oflag &= ~OPOST;

When the OPOST option is disabled, all other option bits in c_oflag are ignored.

The c_cc character array contains control character definitions as well as timeout parameters. Constants are defined for every element of this array.

Table 9 - Control Characters in the c_cc Member
ConstantDescriptionKey
VINTRInterruptCTRL-C
VQUITQuitCTRL-Z
VERASEEraseBackspace (BS)
VKILLKill-lineCTRL-U
VEOFEnd-of-fileCTRL-D
VEOLEnd-of-lineCarriage return (CR)
VEOL2Second end-of-lineLine feed (LF)
VMINMinimum number of characters to read
VTIMETime to wait for data (tenths of seconds)

Setting Software Flow Control Characters

The VSTART and VSTOP elements of the c_cc array contain the characters used for software flow control. Normally they should be set to DC1 (021 octal) and DC3 (023 octal) which represent the standard XON and XOFF characters.

Setting Read Timeouts

UNIX serial interface drivers provide the ability to specify character and packet timeouts. Two elements of the c_cc array are used for timeouts: VMIN and VTIME. Timeouts are ignored in canonical input mode or when the NDELAY option is set on the file via open or fcntl.

VMIN specifies the minimum number of characters to read. If it is set to 0, then the VTIME value specifies the time to wait for every character read. Note that this does not mean that a read call for N bytes will wait for N characters to come in. Rather, the timeout will apply to the first character and the read call will return the number of characters immediately available (up to the number you request).

If VMIN is non-zero, VTIME specifies the time to wait for the first character read. If a character is read within the time given, any read will block (wait) until all VMIN characters are read. That is, once the first character is read, the serial interface driver expects to receive an entire packet of characters (VMIN bytes total). If no character is read within the time allowed, then the call to read returns 0. This method allows you to tell the serial driver you need exactly N bytes and any read call will return 0 or N bytes. However, the timeout only applies to the first character read, so if for some reason the driver misses one character inside the N byte packet then the read call could block forever waiting for additional input characters.

VTIME specifies the amount of time to wait for incoming characters in tenths of seconds. If VTIME is set to 0 (the default), reads will block (wait) indefinitely unless the NDELAY option is set on the port with open or fcntl.


This chapter covers the basics of dialup telephone Modulator/Demodulator (MODEM) communications. Examples are provided for MODEMs that use the defacto standard "AT" command set.

MODEMs are devices that modulate serial data into frequencies that can be transferred over an analog data link such as a telephone line or cable TV connection. A standard telephone MODEM converts serial data into tones that can be passed over the phone lines; because of the speed and complexity of the conversion these tones sound more like loud screeching if you listen to them.

Telephone MODEMs are available today that can transfer data across a telephone line at nearly 53,000 bits per second, or 53kbps. In addition, most MODEMs use data compression technology that can increase the bit rate to well over 100kbps on some types of data.

The first step in communicating with a MODEM is to open and configure the port for raw input:

    Listing 3 - Configuring the port for raw input.

    int            fd;
    struct termios options;

    /* open the port */
    fd = open("/dev/ttyf1", O_RDWR | O_NOCTTY | O_NDELAY);
    fcntl(fd, F_SETFL, 0);

    /* get the current options */
    tcgetattr(fd, &options);

    /* set raw input, 1 second timeout */
    options.c_cflag |= (CLOCAL | CREAD);
    options.c_lflag &= ~(ICANON | ECHO | ECHOE | ISIG);
    options.c_oflag &= ~OPOST;
    options.c_cc[VMIN] = 0;
    options.c_cc[VTIME] = 10;

    /* set the options */
    tcsetattr(fd, TCSANOW, &options);

Next you need to establish communications with the MODEM. The best way to do this is by sending the "AT" command to the MODEM. This also allows smart MODEMs to detect the baud you are using. When the MODEM is connected correctly and powered on it will respond with the response "OK".

    Listing 4 - Initializing the MODEM.

    int                  /* O - 0 = MODEM ok, -1 = MODEM bad */
    init_modem(int fd) /* I - Serial port file */
    {
    char buffer[255]; /* Input buffer */
    char *bufptr; /* Current char in buffer */
    int nbytes; /* Number of bytes read */
    int tries; /* Number of tries so far */

    for (tries = 0; tries < 3; tries ++)
    {
    /* send an AT command followed by a CR */
    if (write(fd, "AT\r", 3) < 3)
    continue;

    /* read characters into our string buffer until we get a CR or NL */
    bufptr = buffer;
    while ((nbytes = read(fd, bufptr, buffer + sizeof(buffer) - bufptr - 1)) > 0)
    {
    bufptr += nbytes;
    if (bufptr[-1] == '\n' || bufptr[-1] == '\r')
    break;
    }

    /* nul terminate the string and see if we got an OK response */
    *bufptr = '\0';

    if (strncmp(buffer, "OK", 2) == 0)
    return (0);
    }

    return (-1);
    }

Most MODEMs support the "AT" command set, so called because each command starts with the "AT" characters. Each command is sent with the "AT" characters starting in the first column followed by the specific command and a carriage return (CR, 015 octal). After processing the command the MODEM will reply with one of several textual messages depending on the command.

ATD - Dial A Number


The ATD command dials the specified number. In addition to numbers and dashes you can specify tone ("T") or pulse ("P") dialing, pause for one second (","), and wait for a dialtone ("W"):

    ATDT 555-1212
    ATDT 18008008008W1234,1,1234
    ATD T555-1212WP1234

The MODEM will reply with one of the following messages:

    NO DIALTONE
    BUSY
    NO CARRIER
    CONNECT
    CONNECT baud

ATH - Hang Up

The ATH command causes the MODEM to hang up. Since the MODEM must be in "command" mode you probably won't use it during a normal phone call.

Most MODEMs will also hang up if DTR is dropped; you can do this by setting the baud to 0 for at least 1 second. Dropping DTR also returns the MODEM to command mode.

After a successful hang up the MODEM will reply with "NO CARRIER". If the MODEM is still connected the "CONNECT" or "CONNECT baud" message will be sent.

ATZ - Reset MODEM

The ATZ command resets the MODEM. The MODEM will reply with the string "OK".

First and foremost, don't forget to disable input echoing. Input echoing will cause a feedback loop between the MODEM and computer.

Second, when sending MODEM commands you must terminate them with a carriage return (CR) and not a newline (NL). The C character constant for CR is "\r".

Finally, when dealing with a MODEM make sure you use a baud that the MODEM supports. While many MODEMs do auto-baud detection, some have limits (19.2kbps is common) that you must observe.


This chapter covers advanced serial programming techniques using the ioctl(2) and select(2) system calls.

In we used the tcgetattr and tcsetattr functions to configure the serial port. Under UNIX these functions use the ioctl(2) system call to do their magic.

The ioctl system call takes three arguments:

    int ioctl(int fd, int request, ...);

The fd argument specifies the serial port file descriptor. The request argument is a constant defined in the header file and is typically one of the following:

Table 10 - IOCTL Requests for Serial Ports
RequestDescriptionPOSIX Function
TCGETSGets the current serial port settings. tcgetattr
TCSETSSets the serial port settings immediately.tcsetattr(fd, TCSANOW, &options)
TCSETSFSets the serial port settings after flushing the input and output buffers.tcsetattr(fd, TCSANOW, &options)
TCSETSWSets the serial port settings after allowing the input and output buffers to drain/empty. tcsetattr(fd, TCSANOW, &options)
TCSBRKSends a break for the given time. tcsendbreak, tcdrain
TCXONCControls software flow control. tcflow
TCFLSHFlushes the input and/or output queue. tcflush
TIOCMGETReturns the state of the "MODEM" bits. None
TIOCMSETSets the state of the "MODEM" bits. None
FIONREADReturns the number of bytes in the input buffer.None

The TIOCMGET ioctl gets the current "MODEM" status bits, which consist of all of the RS-232 signal lines except RXD and TXD:

Table 11 - Control Signal Constants
ConstantDescription
TIOCM_LEDSR (data set ready/line enable)
TIOCM_DTRDTR (data terminal ready)
TIOCM_RTSRTS (request to send)
TIOCM_STSecondary TXD (transmit)
TIOCM_SRSecondary RXD (receive)
TIOCM_CTSCTS (clear to send)
TIOCM_CARDCD (data carrier detect)
TIOCM_CDSynonym for TIOCM_CAR
TIOCM_RNGRNG (ring)
TIOCM_RISynonym for TIOCM_RNG
TIOCM_DSRDSR (data set ready)

To get the status bits, call ioctl with a pointer to an integer to hold the bits:

    Listing 5 - Getting the MODEM status bits.

    #include 
    #include

    int fd;
    int status;

    ioctl(fd, TIOCMGET, &status);

The TIOCMSET ioctl sets the "MODEM" status bits defined above. To drop the DTR signal you can do:

    Listing 6 - Dropping DTR with the TIOCMSET ioctl.

    #include 
    #include

    int fd;
    int status;

    ioctl(fd, TIOCMGET, &status);

    status &= ~TIOCM_DTR;

    ioctl(fd, TIOCMSET, status);

The bits that can be set depend on the operating system, driver, and modes in use. Consult your operating system documentation for more information.

The FIONREAD ioctl gets the number of bytes in the serial port input buffer. As with TIOCMGET you pass in a pointer to an integer to hold the number of bytes:

    Listing 7 - Getting the number of bytes in the input buffer.

    #include 
    #include

    int fd;
    int bytes;

    ioctl(fd, FIONREAD, &bytes);

This can be useful when polling a serial port for data, as your program can determine the number of bytes in the input buffer before attempting a read.

While simple applications can poll or wait on data coming from the serial port, most applications are not simple and need to handle input from multiple sources.

UNIX provides this capability through the select(2) system call. This system call allows your program to check for input, output, or error conditions on one or more file descriptors. The file descriptors can point to serial ports, regular files, other devices, pipes, or sockets. You can poll to check for pending input, wait for input indefinitely, or timeout after a specific amount of time, making the select system call extremely flexible.

Most GUI Toolkits provide an interface to select; we will discuss the X Intrinsics ("Xt") library later in this chapter.

The select system call accepts 5 arguments:

    int select(int max_fd, fd_set *input, fd_set *output, fd_set *error,
    struct timeval *timeout);

The max_fd argument specifies the highest numbered file descriptor in the input, output, and error sets. The input, output, and error arguments specify sets of file descriptors for pending input, output, or error conditions; specify NULL to disable monitoring for the corresponding condition. These sets are initialized using three macros:

    FD_ZERO(fd_set);
    FD_SET(fd, fd_set);
    FD_CLR(fd, fd_set);

The FD_ZERO macro clears the set entirely. The FD_SET and FD_CLR macros add and remove a file descriptor from the set, respectively.

The timeout argument specifies a timeout value which consists of seconds (timeout.tv_sec) and microseconds (timeout.tv_usec ). To poll one or more file descriptors, set the seconds and microseconds to zero. To wait indefinitely specify NULL for the timeout pointer.

The select system call returns the number of file descriptors that have a pending condition, or -1 if there was an error.

Suppose we are reading data from a serial port and a socket. We want to check for input from either file descriptor, but want to notify the user if no data is seen within 10 seconds. To do this we'll need to use the select system call:

    Listing 8 - Using SELECT to process input from more than one source.

    #include 
    #include
    #include
    #include

    int n;
    int socket;
    int fd;
    int max_fd;
    fd_set input;
    struct timeval timeout;

    /* Initialize the input set */
    FD_ZERO(input);
    FD_SET(fd, input);
    FD_SET(socket, input);

    max_fd = (socket > fd ? socket : fd) + 1;

    /* Initialize the timeout structure */
    timeout.tv_sec = 10;
    timeout.tv_usec = 0;

    /* Do the select */
    n = select(max_fd, NULL, NULL, ;

    /* See if there was an error */
    if (n 0)
    perror("select failed");
    else if (n == 0)
    puts("TIMEOUT");
    else
    {
    /* We have input */
    if (FD_ISSET(fd, input))
    process_fd();
    if (FD_ISSET(socket, input))
    process_socket();
    }

You'll notice that we first check the return value of the select system call. Values of 0 and -1 yield the appropriate warning and error messages. Values greater than 0 mean that we have data pending on one or more file descriptors.

To determine which file descriptor(s) have pending input, we use the FD_ISSET macro to test the input set for each file descriptor. If the file descriptor flag is set then the condition exists (input pending in this case) and we need to do something.

The X Intrinsics library provides an interface to the select system call via the XtAppAddInput(3x) and XtAppRemoveInput(3x) functions:

    int XtAppAddInput(XtAppContext context, int fd, int mask,
    XtInputProc proc, XtPointer data);
    void XtAppRemoveInput(XtAppContext context, int input);

The select system call is used internally to implement timeouts, work procedures, and check for input from the X server. These functions can be used with any Xt-based toolkit including Xaw, Lesstif, and Motif.

The proc argument to XtAppAddInput specifies the function to call when the selected condition (e.g. input available) exists on the file descriptor. In the previous example you could specify the process_fd or process_socket functions.

Because Xt limits your access to the select system call, you'll need to implement timeouts through another mechanism, probably via XtAppAddTimeout(3x).


This appendix provides pinout information for many of the common serial ports you will find.

RS-232 comes in three flavors (A, B, C) and uses a 25-pin D-Sub connector:

Figure 2 - RS-232 Connector

Table 12 - RS-232 Signals
PinDescriptionPinDescription
1Earth Ground14Secondary TXD
2TXD - Transmitted Data15 Transmit Clock
3RXD - Received Data16 Secondary RXD
4RTS - Request To Send17 Receiver Clock
5CTS - Clear To Send18 Unassigned
6DSR - Data Set Ready19 Secondary RTS
7GND - Logic Ground20DTR - Data Terminal Ready
8DCD - Data Carrier Detect21 Signal Quality Detect
9Reserved22Ring Detect
10Reserved23Data Rate Select
11Unassigned24Transmit Clock
12Secondary DCD25Unassigned
13Secondary CTS

RS-422 also uses a 25-pin D-Sub connector, but with differential signals:

Figure 3 - RS-422 Connector

Table 13 - RS-422 Signals
PinDescriptionPinDescription
1Earth Ground14TXD+
2TXD- - Transmitted Data15 Transmit Clock-
3RXD- - Received Data16RXD+
4RTS- - Request To Send17 Receiver Clock-
5CTS- - Clear To Send18 Unassigned
6DSR - Data Set Ready19RTS+
7GND - Logic Ground20DTR- - Data Terminal Ready
8DCD- - Data Carrier Detect21 Signal Quality Detect
9Reserved22Unassigned
10Reserved23DTR+
11Unassigned24Transmit Clock+
12DCD+25Receiver Clock+
13CTS+

The RS-574 interface is used exclusively by PC manufacturers and uses a 9-pin male D-Sub connector:

Figure 4 - RS-574 Connector

Table 14 - RS-574 (IBM PC/AT) Signals
PinDescriptionPinDescription
1DCD - Data Carrier Detect6 Data Set Ready
2RXD - Received Data7RTS - Request To Send
3TXD - Transmitted Data8CTS - Clear To Send
4DTR - Data Terminal Ready9 Ring Detect
5GND - Logic Ground

Older SGI equipment uses a 9-pin female D-Sub connector. Unlike RS-574, the SGI pinouts nearly match those of RS-232:

Figure 5 - SGI 9-Pin Connector

Table 15 - SGI 9-Pin DSUB Signals
PinDescriptionPinDescription
1Earth Ground6DSR - Data Set Ready
2TXD - Transmitted Data7GND - Logic Ground
3RXD - Received Data8DCD - Data Carrier Detect
4RTS - Request To Send9DTR - Data Terminal Ready
5CTS - Clear To Send

The SGI Indigo, Indigo2, and Indy workstations use the Apple 8-pin MiniDIN connector for their serial ports:

Figure 6 - SGI 8-Pin Connector

Table 16 - SGI 8-Pin MiniDIN Signals
PinDescriptionPinDescription
1DTR - Data Terminal Ready5 RXD - Received Data
2CTS - Clear To Send6RTS - Request To Send
3TXD - Transmitted Data7DCD - Data Carrier Detect
4GND - Logic Ground8GND - Logic Ground

This chapter lists the ASCII control codes and their names.

The following ASCII characters are used for control purposes:
Table 17 - ASCII Control Codes
NameBinaryOctalDecimal Hexadecimal
NUL00000000000000
SOH00000001001101
STX00000010002202
ETX00000011003303
EOT00000100004404
ENQ00000101005505
ACK00000110006606
BEL00000111007707
BS00001000010808
HT00001001011909
NL00001010012100A
VT00001011013110B
NP, FF00001100014120C
CR00001101015130D
SO00001110016140E
SI00001111017150F
DLE000100000201610
XON, DC1000100010211711
DC2000100100221812
XOFF, DC3000100110231913
DC4000101000242014
NAK000101010252115
SYN000101100262216
ETB000101110272317
CAN000110000302418
EM000110010312519
SUB00011010032261A
ESC00011011033271B
FS00011100034281C
GS00011101035291D
RS00011110036301E
US00011111037311F
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